Risk Compliance Manager Jobs in Claremont

Status Staffing - Claremont (+1 location)

Monitor compliance with CISCA in accordance with the annual plan and submit required reports to the FSCA Coordinate insider notification and personal account trading processes in line with internal policies...

from: executiveplacements.com (+1 source) - 9 days ago

Gap Consulting - Cape Town

Basic Salary of between R 45 000 and R 50 000 negotiable based on experience (Only suitable candidates will be shortlisted and contacted within 14 days) Proficiency in Sage essential

from: executiveplacements.com - 5 days ago

HR Genie - Bellville (+1 location)

This position is within a Well Established company, with national footprint, for a financial advisor managing an existing portfolio of clients for a fixed salary. Conduct quality control on the outputs...

from: jobplacements.com (+2 sources) - 13 days ago

Pro Personnel - Cape Town

* Manage critical financial processes, such as CEO and executive reports, new accounting standards, annual budgets, quarterly forecasts, and annual audits. * Must be a team player, (need to give info on... R 1 088 000 p/a

from: executiveplacements.com (+1 source) - 12 days ago

The Recruitment Council - newlands, Western Cape

Maintain and update brokerage rates, portfolio SSIs, and ensure compliance with insider trading and PA trading policies. Contribute to performance reporting, attribution, and provide insights into portfolio... R800 000

from: executiveplacements.com - More than 30 days ago

Energia Consulting - Cape Town

Work closely with the Finance Manager and broader finance team to align on priorities and address risks. Minimum of 5 years in a debtors/accounts receivable role, ideally within a retail business with...

from: jobplacements.com - More than 30 days ago

The Hiring House - Cape Town

- Ensure that all clients and linked parties are registered for ongoing screening and manage daily alerts generated by the World Check system (or any other applicable system) in respect of sanctions, PEP...

from: executiveplacements.com - 29 days ago

The Recruitment Council - CapeTown

Maintain and update brokerage rates, portfolio SSIs, and ensure compliance with insider trading and PA trading policies. Contribute to performance reporting, attribution, and provide insights into portfolio... R800 000 Per Annum

from: executiveplacements.com - More than 30 days ago

Conova Recruitment - Cape Town

Draft and/or check Record of Advice and Replacement disclosure forms accurately and correctly to company internal compliance standards. Compile proposal documents based on the Director (Wealth Manager)... 35000 Monthly

from: jobplacements.com - 30 days ago

Access Bank PLC - Cape Town, Western Cape

Successfully close cross and up-selling opportunities received from Operational Banker and own sources. Distribute further leads to internal business partners. Ensure approval of customer’s lending needs...

from: workable.com - More than 30 days ago