Risk Compliance Manager Jobs in Claremont

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Investment Compliance Officer  

Status Staffing - Claremont

Monitor compliance with CISCA in accordance with the annual plan and submit required reports to the FSCA Coordinate insider notification and personal account trading processes in line with internal policies...

from: executiveplacements.com - More than 30 days ago

Associate Equity Dealer | Newlands  

The Recruitment Council - newlands, Western Cape

Trade international markets - outside SA hours Ensure compliance with PA trading and Insider Trading Provide insights on portfolio returns relative to benchmarks. Interact with Portfolio Managers, confirming... R800 000

from: executiveplacements.com - 22 days ago

Compliance Office - CAT 1 | Tygervalley  

The Recruitment Council - CapeTown

Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business requirements. Include clients in compliance processes and provide post monitoring feedback. Provide...

from: jobplacements.com - 16 days ago

Compliance Manager - Governance, Risk & Compliance  

Frogg Recruitment SA - CapeTown

Compliance Manager - Governance, Risk & Compliance Good knowledge of compliance frameworks 5-8 years working experience within Legal/Compliance Please apply online

from: executiveplacements.com - More than 30 days ago

Equity Dealer / Trader | Newlands  

The Recruitment Council - newlands, Western Cape

Maintain and update brokerage rates, portfolio SSIs, and ensure compliance with insider trading and PA trading policies. Contribute to performance reporting, attribution, and provide insights into portfolio... R800 000

from: executiveplacements.com - More than 30 days ago

Compliance Office - CAT 2 | Tygervalley  

The Recruitment Council - CapeTown

Establish and nurture a culture of compliance, providing clients with a robust compliance risk framework. Perform all functions to the standard and deadlines set by Regional Manager. Must be approved by...

from: jobplacements.com - 16 days ago

SENIOR WEALTH MANAGER  

HR Genie - Bellville (+1 location)

This position is within a Well Established company, with national footprint, for a financial advisor managing an existing portfolio of clients for a fixed salary. Conduct quality control on the outputs...

from: jobplacements.com (+1 source) - 14 days ago

Risk Manager  

Green Marble Recruitment Consultants - Cape Town

Conduct monthly HSE representative meetings and recognise excellence in HSE performance when observed. Proactively identify and address hazards to prevent incidents, injuries, property damage, and reduce...

from: executiveplacements.com - 28 days ago

AML Operations Specialist  

The Hiring House - Cape Town

- Ensure that all clients and linked parties are registered for ongoing screening and manage daily alerts generated by the World Check system (or any other applicable system) in respect of sanctions, PEP...

from: executiveplacements.com - More than 30 days ago

Legal/Finance Analyst (Cape Town)  

The Legends Agency - CapeTown

Prepare management reports for CEO and provide real-time advice on risk, contract value, and financial impact. Significant experience (preferably 5+ years) managing legal and financial functions in construction... Salary: R20,000 - R40,000 per month (Highly negotiable) depending on scope and candidate profile.

from: jobplacements.com (+1 source) - 30 days ago


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