Compliance Officer Jobs in Western Cape

Finovate People - Claremont (+1 location)

If you are a senior Compliance Officer Team Lead professional, salary is negotiable and can be discussed should a recruiter from ARVO be in touch regarding your application. Strong understanding of regulatory...

from: executiveplacements.com (+2 sources) - 3 days ago

SA Commercial (Pty) Ltd - Cape Town

Compliance: Handle the processing of payments to vendors, suppliers, and other external parties, ensuring accuracy and timeliness. Audit Support: Support internal and external audits by providing necessary... R20 000

from: executiveplacements.com (+1 source) - 4 days ago

CA Financial Appointments - Ysterplaat

Ensuring all New Wealth Managers are provided with a " Starter Pack " ( e.g Rep Disclosures drawn up, R MC P Emails to be sent, Submission of Masthead Applications, Drawing up of Supervision Forms ) Maintaining...

from: jobplacements.com (+1 source) - 12 days ago

CA Financial Appointments - Cape Town

Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Minimum of a completed...

from: executiveplacements.com (+1 source) - 16 days ago

Merand Corbett & Associates - Somerset West

Facilitate and provide legal advice and support to management and employees on a wide range of legal issues, including contracts, employment law, intellectual property, and corporate governance. Conduct...

from: executiveplacements.com - 19 days ago

Bridgena Barnard & Associates - Cape Town

Phase 1 Approval Nr Essential and not negotiable Matric essential 40000 Monthly

from: jobplacements.com (+1 source) - 18 days ago

iStaff Recruitment - Cape Town

More than 3 years experience in a quality assurance role ISO 9001 Quality Management Certificate Duties and Responsibilities: Advanced knowledge of ISO 9001, 14001 and 45001

from: executiveplacements.com (+2 sources) - 16 days ago

The Talent Room - George

To effectively deliver quality compliance and risk management service to our clients at a regional level. Adherence to the compliance requirements as dictated by the FSCA A good working knowledge of compliance...

from: executiveplacements.com (+1 source) - More than 30 days ago

CA Financial Appointments - Cape Town

Compliance monitoring; review of client advisory and investment implementation records (FAIS and FICA) Assist with documentation of processes and procedures, and planned training Relevant tertiary qualification...

from: jobplacements.com (+1 source) - More than 30 days ago

Intrinsic Consulting Services - Cape Town

Review of planned legislative changes, and make recommendations of changes required in risk control and operational procedures. Prestige, credibility, integrity, stability, reputability, rewarding, professionalism...

from: executiveplacements.com - More than 30 days ago