Duties include, but are not limited to:
Conducting operational due diligence to identify potential institutional and operational risks
Assisting with the compilation of Minimum Disclosure Documents
Managing enhanced AML and KYC due diligence by collecting and submitting the necessary supporting documents to external service providers
Delivering high-quality outputs on all assigned due diligence reviews and related tasks
Updating and maintaining operational procedures using Nintex or similar platforms for audit and compliance purposes
Supporting Section 42 transfers and trade-related functions within...