Small yet well-established financial services firm in Durbanville […]
Independent diligence (not needing to be micromanaged) and sincere enthusiasm for compliance function
Responsibility for managing and maintaining the regulatory compliance function within the group of 4 FSPs […]
Existing processes and procedures are well-established, but would benefit from someone who is prepared to show substantial initiative/enthusiasm for the function
Will work with the investment function within the firm (assisting with fund operational due diligence) […]
2-3+ years compliance experience in financial services...