Officer Financial Services Jobs in Cape Town

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Compliance Officer - Asset Management  

Talent Match Consulting - Cape Town, Western Cape, South Africa

• Regulatory, policy, product & industry knowledge (i.e. FICA, CISCA, FAIS, ASISA codes and standards) • Communication / presentation skills (verbal and written) • Monitoring and reporting on all FAIS...

from: pnet.co.za - 21 days ago

Compliance Analyst  

Arvo - Bellville

Respond to KYC requests from local and international service providers. Support implementation of internal policies and assist with ad hoc compliance tasks. Please apply online and if you are a suitable...

from: executiveplacements.com - More than 30 days ago

Compliance Officer  

Frogg Recruitment SA - claremont, Western Cape

Review, draft, and monitor company contracts to ensure compliance with laws, regulations, and internal guidelines Strong knowledge of legal and regulatory requirements affecting contracts Salary: Market...

from: jobplacements.com - More than 30 days ago

Compliance Officer  

Professional Recruitment Network - Victoria and Alfred Waterfront, Western Cape, South Africa

Monitoring relevant legislation/ internal rules and/ or policies impacting the business, and pro-actively assisting the business in implementing new and/or amended regulatory requirements Tracking non... Undisclosed

from: careerjunction.co.za - 21 days ago

Business Development Officer - Retail Investments  

The Talent Experts - Cape Town CBD, Western Cape, South Africa

Our client is a global wealth management firm with a strong presence in over 14 jurisdictions, employing more than 1,000 professionals. With a proud heritage of advising the world's most prominent families... Undisclosed

from: careerjunction.co.za - 21 days ago

Operations Compliance Officer (CPT Only)  

HumanKind - Tyger Valley, Western Cape, South Africa

Identify potential compliance breaches and investigate compliance irregularities or areas of concern Relevant experience working with Financial Advisers / Financial Planners Maintain a compliance framework... R40,001 - R50,000 pm

from: careerjunction.co.za - 23 days ago


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