Compliance Officer
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- Company CA Financial Appointments - View more jobs
- LocationCountry View
- Job TypePermanent
My client is currently recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be responsible for the implementation of relevant legislation regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term assurance, collective investments and stockbroking). […]
Maintain a compliance framework in collaboration with the relevant stakeholders
Identify potential compliance breaches and investigate compliance irregularities or areas of concern
Review, register and resolve complaints received from clients...
4 days ago from: executiveplacements.com
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